Practical Guidance for Ship Owners

USTR Section 301 Maritime Fees

How to Challenge, Seek Refunds, and Navigate the Administrative Remedies Available Under U.S. Customs Law

William S. Davis III • December 2025

Fees Suspended • Refunds May Be Available

Executive Summary & Current Status

Current Status (December 2025): All Section 301 maritime fees are suspended for one year effective November 10, 2025, following the Trump-Xi trade agreement. The suspension runs through November 9, 2026. Fees collected between October 14 and November 10, 2025 may be subject to refund.

On April 17, 2025, the Office of the United States Trade Representative (USTR) imposed unprecedented "service fees" on vessels entering U.S. ports based on their connection to China—whether through ownership, operation, or place of construction. These fees took effect on October 14, 2025, and were suspended less than a month later.

This report is not primarily about whether the fees are good policy. It is about what vessel owners can do—the practical administrative remedies available under U.S. customs law to challenge fee assessments, seek refunds, obtain clarifying rulings, and ultimately bring constitutional and statutory questions before the courts.

The remarkable thing about U.S. customs law is that these remedies have existed for over two centuries. Ship masters argued their own cases before the Supreme Court in the 1800s. The procedures for challenging assessments, requesting refunds, and obtaining binding guidance were designed to be accessible to men of trade, not just lawyers. This tradition continues today.

Key Takeaways for Owners

  • If you paid fees (Oct 14 - Nov 10): File a refund application under 19 CFR § 4.24 within one year
  • If you dispute fee applicability: Request a Headquarters Ruling under 19 CFR § 177.11
  • If fees resume: File a protest under 19 USC § 1514 within 180 days of assessment
  • If CBP denies your protest: Appeal to the Court of International Trade within 2 years

Timeline: From Investigation to Suspension

DateEventCitation
March 12, 2024Five labor unions file Section 301 petition
April 22, 2024USTR initiates investigation89 FR 29424
January 16, 2025USTR report finds China's actions "unreasonable"90 FR 8089
February 27, 2025Proposed action: fees up to $1.5M per port call90 FR 10843
April 17, 2025Final determination with scaled-back fees90 FR 17114
June 12, 2025Proposed modifications to Annexes III and IV90 FR 24856
September 16, 2025CBP Tonnage Tax Modernization rule90 FR 44512
October 3, 2025CBP issues payment guidance (TIN #66426145)
October 14, 2025Fees take effect; China announces retaliation
November 10, 2025One-year suspension following Trump-Xi dealTIN #66748711
November 9, 2026Suspension expires (fees may resume)

Origins of U.S. Customs Law: A Framework for Fairness

Understanding your rights under customs law requires understanding its origins. The U.S. Customs Service was the first federal law enforcement agency, established by the First Congress in 1789. For over a century, customs duties were the primary source of federal revenue—until the income tax amendment of 1913.

Constitutional Foundation

The Constitution gives Congress exclusive power to "lay and collect Taxes, Duties, Imposts and Excises" (Art. I, § 8, Cl. 1) and to "regulate Commerce with foreign Nations" (Art. I, § 8, Cl. 3). The Tonnage Clause (Art. I, § 10, Cl. 3) restricts even Congress, prohibiting states from laying duties of tonnage without congressional consent.

These provisions reflect the Founders' concern with uniformity and fairness in maritime commerce. As Alexander Hamilton wrote in Federalist No. 11: "A nation, despicable by its weakness, forfeits even the privilege of being neutral." The customs service was designed to be strong but fair—protecting revenue while ensuring due process for trade.

The Due Process Tradition

Because of its unique position at the intersection of commerce and sovereignty, customs law developed robust due process protections that predate the Administrative Procedure Act of 1946 by over a century. These include:

This framework was designed for "men of trade"—ship masters, merchants, and their agents—to navigate without the necessity of counsel. Many of the most important customs precedents were established by parties representing themselves before the courts.

The Tariff Act of 1930

The Smoot-Hawley Tariff Act of 1930 (19 USC Chapter 4) remains the structural foundation of modern customs law. Though heavily amended, its core provisions governing entry, assessment, protest, and refund have endured for nearly a century. The Section 301 fees intersect this framework in novel ways, raising questions about which procedures apply.

Key Principle: Customs law has always balanced government authority with private rights. The procedures for challenging assessments are not bureaucratic obstacles—they are constitutional safeguards. CBP is bound by the Administrative Procedure Act to avoid arbitrary or capricious action, and its decisions are subject to judicial review.

The Section 301 Fees: What Was Imposed

The April 17, 2025 determination established three categories of fees, each assessed at the first U.S. port of entry per rotation, with a maximum of five charges per vessel annually:

Annex I: Chinese Operators and Owners

Effective DateFee per Net Ton
October 14, 2025$50/NT
April 17, 2026$80/NT
April 17, 2027$110/NT
April 17, 2028$140/NT

Applies to vessels with Chinese operators or owned by Chinese entities (including 25% beneficial ownership threshold).

Annex II: Chinese-Built Vessels

Effective DatePer Net TonPer Container
October 14, 2025$18/NT$120/container
April 17, 2026$23/NT$160/container
April 17, 2027$28/NT$205/container
April 17, 2028$33/NT$250/container

Fee assessed is the higher of tonnage-based or container-based calculation.

Annex III: Foreign-Built Vehicle Carriers

$150 per CEU (Car Equivalent Unit) capacity for non-U.S.-built vehicle carriers. Modified to $46/NT in October 2025 notice.

Key Collection Details

Critical Ambiguity: The fees are labeled "service fees" under Section 301 authority, not tonnage taxes or customs duties. This creates uncertainty about which existing refund and protest procedures apply. Owners should pursue all available remedies.

Refund Process: Recovering Fees Already Paid

Vessel owners who paid Section 301 fees between October 14 and November 10, 2025 should consider filing for refunds. The suspension announcement did not address refunds for fees already collected, but established customs procedures provide mechanisms for recovery of improperly or excessively collected charges.

Grounds for Refund

Procedure Under 19 CFR § 4.24

The tonnage tax refund procedure provides the closest analogy:

1

File Written Application

Submit to the Customs officer who received payment. The application must be a "direct request for the refund of a definite sum, showing concisely the reasons therefor."

2

Include Required Information

Vessel nationality and name; date, place, and amount of each payment; specific grounds for refund; supporting documentation.

3

Meet the Deadline

Application must be filed within one year from date of payment. For October 2025 payments, deadline is October 2026.

4

Appeal if Denied

If the Port Director denies the application, file a petition to the Commissioner of Customs within 30 days. Further appeal lies to the Court of International Trade within 2 years.

Alternative: 19 CFR § 24.36

For excessive duties, taxes, or fees, refunds are prepared by CBP when an entry is liquidated and overpayment is found. This procedure includes interest from the deposit date. Owners should request that CBP liquidate any Section 301 fee entries with explicit determination of refund entitlement.

Alternative: CBP Form 19 (Formal Protest)

If fees were assessed as a "decision" by CBP (not merely self-remitted), owners may file a formal protest using CBP Form 19 within 180 days. The basis for protest would be "erroneous assessment" due to the retroactive effect of the November 10 suspension or constitutional invalidity. This path leads directly to Court of International Trade jurisdiction if denied.

Alternative: USTR Request for Remission

Owners who can demonstrate U.S. shipbuilding commitments may qualify for remission of fees under the exemption provisions. The USTR remission process requires:

Submit remission requests directly to USTR with supporting documentation. This path is specific to Section 301 and does not require CBP involvement.

Alternative: Pay.gov Refund Claim

Since Section 301 fees were paid via the Pay.gov digital portal, a direct request for "Refund of Overpayment" through the Treasury Department's Bureau of the Fiscal Service may be required alongside, or in addition to, the CBP protest. Reference your original Pay.gov transaction confirmation numbers when filing.

Recommended Action: Pursue Multiple Paths

Given the novel nature of Section 301 "service fees," it is unclear which refund procedure CBP will recognize. Owners should consider filing under multiple authorities:

  1. 19 CFR § 4.24 - Tonnage tax refund application (one-year deadline)
  2. CBP Form 19 - Formal protest (180-day deadline from assessment)
  3. Pay.gov - Direct refund claim through Treasury
  4. USTR Remission - If U.S. shipbuilding commitment applies

Filing through all available channels creates a comprehensive record and preserves all potential remedies.

Headquarters Rulings: Challenging Fee Application

The CBP Headquarters Ruling process (19 CFR Part 177) provides a mechanism for obtaining binding guidance on the application of customs law to specific transactions. This procedure is designed to be accessible without legal counsel and has been used for over a century to clarify ambiguous regulations.

Types of Rulings

Prospective Rulings (19 CFR § 177.2)

Request guidance on a proposed or anticipated transaction. The ruling binds CBP to the stated position if the transaction occurs as described.

Internal Advice (19 CFR § 177.11)

When an importer or interested party disagrees with a field office about the application of law to a current transaction, either party can request that Headquarters provide binding guidance.

What to Include in a Ruling Request

Questions Suitable for HQ Ruling

The Section 301 fees present numerous ambiguities that could be addressed through the HQ ruling process:

Effect of HQ Rulings

"Advice furnished by the Headquarters Office in response to a request therefor represents the official position of the Customs Service as to the application of the Customs laws to the facts of a specific transaction." (19 CFR § 177.11(b)(5))

Within 90 days, CBP must publish the ruling in the Customs Bulletin, making it available as precedent for similar cases.

Historical Note: The CBP ruling system contains precedents dating back decades. Owners can use CBP's own prior rulings to support arguments about the proper scope and application of fees. The CROSS database (rulings.cbp.gov) contains thousands of searchable rulings.

Path to Judicial Review: From Protest to Court

If administrative remedies fail, the U.S. Court of International Trade provides judicial review of CBP decisions. This court, established by the Customs Courts Act of 1980, has exclusive jurisdiction over most trade-related matters.

The Protest Procedure (19 USC § 1514)

The protest is the cornerstone of customs administrative remedies. Under Section 1514, customs decisions become "final and conclusive upon all persons" unless:

  1. A protest is filed within 180 days, or
  2. A civil action is commenced in the Court of International Trade
1

File Protest with CBP

Written protest filed within 180 days of the decision (liquidation or fee assessment). Must identify the decision contested and grounds for objection.

2

Request Application for Further Review (AFR)

For novel legal questions, request that CBP Headquarters review the protest. This is similar to the HQ ruling process but applies to completed transactions.

3

CBP Decision

CBP must rule on protests within 2 years. Denial, in whole or in part, triggers the right to judicial review.

4

Court of International Trade

File civil action within 180 days of protest denial (or 2 years from cause of action for some matters). The court applies APA standards of review.

Standards of Judicial Review

Under the Administrative Procedure Act, courts will set aside agency action that is:

Following Loper Bright Enterprises v. Raimondo (2024), courts no longer defer to agency interpretations of ambiguous statutes. CBP's interpretation of Section 301 authority is subject to de novo review.

Court of International Trade Jurisdiction

The CIT has jurisdiction under 28 USC § 1581 over:

For Section 301 fees, which do not fit neatly into traditional tariff categories, § 1581(i) may provide the jurisdictional basis for challenge.

Historical Precedent: Masters Before the Supreme Court

The tradition of maritime participants defending their rights in U.S. courts extends to the earliest days of the Republic. Ship masters and owners have argued customs cases before the Supreme Court since the 1800s, often representing themselves.

The Apollon (1824)

In The Apollon, 22 U.S. 362 (1824), the Supreme Court established fundamental principles of customs jurisdiction. Chief Justice Marshall held that customs authority is territorial—extending only to the nation's waters and ports. This case, arising from a seizure dispute, established limits on customs overreach that remain relevant today.

The Passenger Cases (1849)

In Smith v. Turner and Norris v. City of Boston, 48 U.S. 283 (1849), ship owners challenged state taxes imposed on passengers arriving by vessel. The Supreme Court struck down these taxes as violations of federal commerce power, establishing that states cannot burden maritime commerce with their own charges.

Cannon v. New Orleans (1874)

The Supreme Court in Cannon v. New Orleans, 87 U.S. 577 (1874), held that municipal charges on vessels, however denominated, constitute tonnage duties if calculated based on vessel capacity. The Court looked to substance over form—a principle directly applicable to the Section 301 "service fees."

The Tradition Continues

The customs protest and ruling systems were designed for participation by trade professionals, not just lawyers. Many landmark rulings arose from requests filed by vessel agents, importers, and ship masters who understood their trades better than any attorney could.

CBP's CROSS ruling database contains decisions dating back decades, many addressing the same fundamental questions now raised by Section 301:

Lesson of History: The American customs system was built on the premise that those engaged in trade have the knowledge and standing to challenge government action. You do not need a lawyer to file a ruling request or protest. The procedures exist precisely to enable direct participation by affected parties.

Practical Steps: What Owners Should Do Now

Immediate Actions

If You Paid Fees (October 14 - November 10, 2025)

  1. Gather documentation: Pay.gov receipts, vessel entry records, ownership/charter documentation
  2. Calculate total fees paid with vessel names, dates, and amounts
  3. File refund application under 19 CFR § 4.24 with the port where payment was made
  4. State grounds: suspension of fees, constitutional invalidity, or inapplicability
  5. Preserve all records for potential litigation

If Fees Resume (After November 9, 2026)

1

Determine Applicability

Review vessel ownership structure, build location, and operation. Document exemption eligibility (MSP enrollment, short-sea shipping, size thresholds).

2

Request HQ Ruling if Unclear

File ruling request under 19 CFR § 177.2 for prospective guidance on fee applicability. This creates binding precedent if CBP agrees with your position.

3

Pay Under Protest if Required

If required to pay, do so "under protest" and file formal protest under 19 USC § 1514 within 180 days. Request Application for Further Review to escalate to Headquarters.

4

Pursue Judicial Review if Denied

If CBP denies protest, file civil action in Court of International Trade within 180 days. Consider coordinating with other affected owners for consolidated litigation.

Engage in the Comment Process

USTR has opened a comment docket (USTR-2025-0017) regarding the suspension. Submit comments arguing for:

Monitor Developments

Key Resources

ResourceURL
CBP CROSS Rulings Databaserulings.cbp.gov
Federal Registerfederalregister.gov
USTR Section 301 Pageustr.gov
Court of International Tradecit.uscourts.gov
19 CFR Part 177 (Rulings)ecfr.gov
19 CFR Part 4 (Tonnage Tax)ecfr.gov

The System Works—If You Use It

The Section 301 maritime fees represent an unprecedented use of trade law authority. But the remedies available to challenge them are not unprecedented. They are as old as the Republic itself.

U.S. customs law was designed with checks and balances precisely because of the government's broad authority over trade. The protest system, the ruling process, the refund procedures, and judicial review in the Court of International Trade all exist to ensure that even lawful government action is applied fairly and correctly.

Ship masters argued their own cases before the Supreme Court in the 1800s. They did not need lawyers to understand their rights or to articulate why a particular charge was improper. The procedures remain accessible today.

For owners who paid fees during the brief October-November 2025 collection period, the immediate task is to file refund applications. The suspension announcement created ambiguity about refund entitlement—but ambiguity is what the ruling process is designed to resolve. If CBP cannot justify the collection, the fees should be refunded.

For the industry as a whole, the suspension is a reprieve, not a resolution. If fees resume in November 2026, the constitutional and statutory questions remain. The Tonnage Clause, flag state primacy, treaty obligations, and APA requirements do not disappear because fees are temporarily suspended.

Final Word: The American customs system embodies a fundamental principle: the government must justify its exactions. CBP cannot simply collect fees and refuse to explain the legal basis. If owners ask the right questions—through ruling requests, protests, and refund applications—CBP must answer. And if those answers are wrong, the courts will correct them. This is how the system has worked for over two centuries. Use it.

References

Federal Register Notices

Code of Federal Regulations

Statutes

Case Law

Industry Sources